Leading to Occupational Health and Safety brings together prominent researchers to explore the pervasive roles that leaders play in determining the health, safety and mental well-being of employees in organizations.
read more...Leading to Occupational Health and Safety: How Leadership Behaviours Impact Organizational Safety and Well-Being
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Still Moving: How to Lead Mindful Change
Still Moving: How to Lead Mindful Change sets out an innovative approach for guiding organisations and indeed entire systems through ongoing, disruptive change. It combines Deborah Rowland's own rigorous research into change and its leadership with insights from her extensive field experience helping major global corporations including GlaxoSmithKline, RWE and Shell achieve lasting change with increased productivity, employee engagement and responsible
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Wiley FINRA Series 66 Exam Review 2017: The Uniform Combined State Law Examination
Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator.
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Wiley FINRA Series 62 Exam Review 2017: The Corporate Securities Representative Examination
Passing the Corporate Securities Limited Representative Exam (Series 62) qualifies an individual as a representative for the sale of public offerings and/or private placements of corporate securities, rights, warrants, closed-end funds, money market funds, REITs, asset-backed securities, mortgage-backed securities, and more. Topics covered on the exam include characteristics of securities and investments
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Wiley FINRA Series 99 Exam Review 2017: The Operations Professional Examination
Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations functions, investor protection and market integrity regulations, identifying and escalating regulatory red-flag issues to the appropriate person in a firm
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Wiley FINRA Series 10 Exam Review 2017: The General Securities Sales Supervisor Examination -- General Module
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons
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Wiley FINRA Series 26 Exam Review 2017: The Investment Company and Variable Contracts Products Principal Examination
Passing the Investment Company Products/Variable Contracts Limited Principal Qualification Exam (Series 26) qualifies an individual to operate as a principal responsible for supervising and managing a firm and its agents conducting business in open-end mutual funds, variable annuities, and life insurance. The exam covers hiring and qualification, training of representatives, supervision, sales practices,
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Wiley FINRA Series 63 Exam Review 2017: The Uniform Securities Sate Law Examination
Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6
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Wiley FINRA Series 57 Exam Review 2017: The Securities Trader Examination
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IISL Index Dashboard For The Month Ended March 2017
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Nigerian Stock Exchange Weekly Report For 31 March 2017
A total turnover of 3.195 billion shares worth N104.217 billion in 14,674 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.309 billion shares valued at N10.323 billion that exchanged hands last week in 13,042 deals.
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EBA Welcomes Central Bank Of Kosovo To The Memorandum Of Cooperation With South Eastern European banking Supervisors
The European Banking Authority (EBA) welcomed the Central Bank of Kosovo as an additional signatory party to the Memorandum of Cooperation (MoC) with banking supervisory authorities in several South-Eastern European (SEE) countries. The MoC was signed in 2015 to establish a framework for cooperation and information exchange.
Further to the positive assessment of the professional secrecy and confidentiality regime, the EBA extended the Memorandum of Cooperation (MoC) between the EBA and the supervisory authorities of several SEE countries to the Central Bank of Kosovo*.
The MoC, which was signed in 2015 under the auspices of the Vienna Initiative – the public-private network established to safeguard the financial stability of emerging Europe – already included signatory supervisory authorities from the Federation of Bosnia and Herzegovina, the Republic of Srpska, the former Yugoslav Republic of Macedonia, Montenegro, the Republic of Serbia and Albania.
This non-binding agreement establishes a framework of cooperation and information exchange designed to strengthen banking regulation and supervision of banks operating in the EU and in the SEE countries.
* This designation is without prejudice to positions on status, and is in line with UNSC 1244 and the ICJ Opinion on the Kosovo Declaration of Independence.
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A Little More Conversation A Little Less Action - Speech By Andy Haldane,Chief Economist, Bank Of England
It is a great pleasure to be here at the Federal Reserve Bank of San Francisco conference on “Macroeconomics and Monetary Policy”. I am grateful to my old friend John Williams, President of the San Francisco Fed, for the invitation. And for one night only, John, where better to channel my inner-Elvis.
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ISDA Announces Annual Determinations Committees Outcome
The International Swaps and Derivatives Association, Inc. (ISDA) today announced the outcome of an annual process to determine the composition of five regional Determinations Committees (DCs). The DCs are responsible for determining whether a credit event has occurred in the credit derivatives market by comparing publicly available information to the legal conditions set out in the ISDA Credit Derivatives Definitions.
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IIROC Encouraged By Ontario Government's Support Of Financial Planning Recommendations - Ontario Investors Will Benefit From Consistent Standards Of Regulation
The Investment Industry Regulatory Organization of Canada (IIROC) today expressed its support of the Ontario Government as it considers how best to move forward with recommendations made by the expert committee appointed to develop policy alternatives to regulate financial advisory and financial planning services.
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Deutsche Börse: Unscheduled Adjustment In DAX - Share Class Of Deutsche Börse AG To Be Replaced
On Friday, Deutsche Börse announced unscheduled changes to the DAX index. Deutsche Börse AG’s tendered share class (ISIN DE000A2AA253) will be replaced with the prior share class of Deutsche Börse AG (ISIN DE0005810055). The changes are a result of today’s announcement on the reversal of the transaction between Deutsche Börse and London Stock Exchange plc due to the prohibition of the merger by the EU Commission. The change of the share class will become effective as of 4 April 2017.
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CFTC Commitments Of Traders Reports Update
The current reports for the week of March 28, 2017 are now available.
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S&P Dow Jones Indices: Europe Index Dashboard
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Credit Suisse's Premises Contacted
On March 30, 2017, Credit Suisse offices in London, Paris and Amsterdam were contacted by local authorities concerning client tax matters. We are cooperating with the authorities.
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Nadex Product Schedule For The China Holidays For The Week Of April 3, 2017
Due to the China Holidays on Monday, April 3, and Tuesday, April 4, 2017, no China 50 contracts will be offered on these days. China 50 contracts will resume their regular listing schedule on trade date April 5, 2017. Please refer to the Holiday Product Schedule Guidelines for specific product trading hours.
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